The Financial Services and Markets Act 2000 (Prudential Regulation of FCA Investment Firms) (Definitions for the purposes of Part 9C) Regulations 2021
This instrument is made under section 143B(2) of the Financial Services and Markets Act 2000 (c. 8) and provides definitions of the terms “parent undertaking” and “group” for the purposes of Part 9C of that Act. Part 9C, which includes section 143B(2), was introduced into FSMA by the Financial Services and Markets Act 2021 (c. 22).
Lifecycle
Department
Made
14 Sept 2021
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In force
06 Oct 2021
Enabling power
The Treasury, in exercise of the powers conferred by section 143B(2) of the Financial Services and Markets Act 2000, makes the following Regulations:
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